UMOR Controlled Substances Monitoring Program Introduces Revised Escalation Plan

March 25, 2019

In an effort to further strengthen, safeguard, and support research at the University of Michigan, the U-M Office of Research (UMOR) Controlled Substances Monitoring Program has introduced a revised escalation plan (available via PDF download) for all individuals who use controlled substances in research.

Central to the plan is an institutional commitment to increased transparency through more clearly defined roles/responsibilities for research personnel to remain in compliance, as well as the development of a corrective action process that outlines the steps that may be taken by UMOR in instances of continued and/or serious non-compliance with U-M, state, and federal policies and regulations.

Plan Structure

Blue lightbulb icon showing escalation plan

The plan places registrants (individuals with an active State of Michigan license/DEA registration to use controlled substances in research) and their staff (individual study team members who have been approved as authorized personnel/authorized agents under the license and registration of another U-M researcher) into one of four categories based on their overall compliance with applicable research controlled substances policies.

Placement into corrective action categories is based on:

  • The number of non-compliant findings that occur during a controlled substance monitoring visit
  • The seriousness of the non-compliance(s)
  • Repeated non-compliance(s)
  • Professional opinion of the Controlled Substances Monitor (i.e., the ability of research personnel/lab staff to adhere to regulations)

Where to Learn More

The UMOR Controlled Substances Monitoring Program will host two informational town halls in April for both registrants and their staff. Topics of discussion include changes to the escalation plan and how registrants are 'ranked' based on how well they are meeting U-M, state, and federal policies and regulations.


Monday, April 8, 2019
10:00 AM – 11:00 AM
Room 5915 • Buhl Building


Wednesday, April 17, 2019

12:00 PM – 1:00 PM
Research Auditorium • NCRC Building 10


Although attendance is NOT required, each session offers an opportunity to meet and connect with UMOR Controlled Substances Monitoring Program staff who are committed to providing U-M researchers with the resources and assistance necessary to conduct safe and responsible research using controlled substances.

Questions or Concerns?

If you have any questions or concerns about the revised escalation plan, or about the use of controlled substances in research, please contact Kelli Christman, UMOR Controlled Substances Monitor, at (734) 764-2003 or